Ensure regulatory compliance as a Registration Compliance Specialist in a flexible hybrid work setting. Oversee onboarding, registration details, and regulatory documentation processes.This role focuses on supporting U.S. operations and requires robust collaboration with Compliance, HR, and Legal teams. You will monitor registration obligations, assess risks, and prepare necessary regulatory filings. A keen eye for detail and a passion for compliance are vital for success.Key Responsibilities:• Monitor and renew registration records accurately• Collaborate across teams for regulatory alignment• Prepare and maintain compliance governance documents• Assist with risk assessment for new business initiatives• Manage U.S. regulatory filings including NFA submissionsRequirements:• Bachelor’s degree is required• 3–5 years in compliance or financial regulations• Strong insight into banking and regulatory frameworks• Must possess excellent organizational skills• High attention to detail is criticalApply your compliance expertise to support regulations and enhance operational practices within a dynamic work environment.#J-18808-Ljbffr
Registration Compliance Specialist
SOCIETE GENERALE
montreal (administrative region), montreal (administrative region)
Published 27 days ago
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