A reputable investment management firm based in Toronto is seeking a Director of Compliance. This role supports the development and oversight of its compliance framework. Key responsibilities include developing compliance policies, conducting monitoring activities, and providing regulatory guidance. The ideal candidate will have over 10 years of compliance experience within a SEC-regulated environment and a strong understanding of Canadian and U.S. securities regulations. Professional designations are considered an asset, and bilingualism is preferred.#J-18808-Ljbffr
Director, Sec Compliance & Cross-Border Regulation
BJRC RECRUITING
toronto, toronto
Published 27 days ago
Report job