Become a key compliance advisor as a Sales Team Compliance Advisory Specialist. Monitor adherence to sales practices and support business entertainment policies in a hybrid work environment.This role emphasizes the importance of compliance oversight and proactive advisory support for sales teams. With a background in financial services for at least 2 years, you will address inquiries, engage in compliance training, and refine existing policies. Strong analytical and communication skills are essential for success in this position.Key Responsibilities:• Support compliance oversight for sales initiatives• Respond to policy inquiries from sales teams• Approve co-operative marketing and event requests• Track compliance activities and report findings• Collaborate on compliance training sessionsRequirements:• 2+ years in financial services preferred• In-depth knowledge of National Instrument 81-105• Excellent communication and time management skills• Proficiency in Microsoft Office software• Post-secondary education or equivalent experienceDrive compliance excellence in sales practices and contribute to a culture of integrity and accountability.#J-18808-Ljbffr
Sales Team Compliance Advisory Specialist
FIDELITY INTERNATIONAL
toronto, toronto
Published 27 days ago
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